Deborah Frances Peterson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 11/2025
  Highmark Wealth Management
  St. Paul, MN
• 08/2012 → 11/2025
  Purshe Kaplan Sterling Investments
  Albany, NY
• 12/2025 → Present
  Ubs Financial Services Inc
  Bloomington, MN

Previous Registrations

• 2012-12-04 → 2025-11-24
  Highmark Wealth Management Llc
  St. Paul, MN
  St. Paul, MN
• 2008-01-08 → 2012-08-02
  Ubs Financial Services Inc.
  St Paul, MN
• 2006-02-02 → 2007-12-19
  Rbc Capital Markets, Llc
  St. Paul, MN
  St. Paul, MN

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-30
• S63 Uniform Securities Agent State Law Examination
  1995-06-16

Other Names

• Deborah Frances Keske
• Deborah Francis Peterson
• Deborah Francis Keske
• Deborah Francis Peterson
• Deborah Frances Peterson
• Deborah Peterson