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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-10-16
  • FL RA
    APPROVED
    Since 2019-10-16

Branch Locations

1061 East Indiantown Road Suite 308, Jupiter, FL 33447 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Palm Beach Gardens FL 08/2007 09/2019
Morgan Stanley Private Bank, N.A. New York NY 01/2015 09/2019
International Assets Advisory, Llc Jupiter FL 09/2019 Present
International Assets Investment Management, Llc Jupiter FL 09/2019 Present
  • 08/2007 → 09/2019
    Morgan Stanley Smith Barney Llc
    Palm Beach Gardens, FL
  • 01/2015 → 09/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 09/2019 → Present
    International Assets Advisory, Llc
    Jupiter, FL
  • 09/2019 → Present
    Jupiter, FL
Previous Registrations
  • 2009-06-01 → 2019-09-18
    Palm Beach Gardens, FL
    North Palm Beach, FL
  • 2007-08-03 → 2009-06-01
    Morgan Stanley & Co. Llc
    North Palm Beach, FL
  • 1998-10-27 → 2007-08-07
    A. G. Edwards & Sons, Inc.
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 9/2019 - APPROX 160 HRS/MO - FEE BASED COMPENSATION 2) SEASIDE WEALTH MANAGEMENT, LLC 1061 EAST INDIANTOWN ROAD, SUITE 308, JUPITER, FL 33447 - PRIVATE LABEL ENTITY FOR FINANCIAL SERVICES BUSINESS - ADVISOR SINCE 9/2019 - APPROX 160 HRS/MO - FEES/COMMISSIONS 3) SPQ ENTERPRISES, INC. 1061 EAST INDIANTOWN ROAD, SUITE 308, JUPITER, FL 33447 - PRIVATE LABEL ENTITY FOR FINANCIAL SERVICES BUSINESS - ADVISOR SINCE 9/2019 - APPROX 160 HRS/MO - FEES/COMMISSIONS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-14
  • S63 Uniform Securities Agent State Law Examination
    1987-04-14

View on SEC IAPD

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