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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-22 |
| NJ | RA | APPROVED | 2003-07-01 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Short Hills | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Short Hills | NJ | 11/2016 | Present |
MANORS AT RUNNING BROOK HOMEOWNERS ASSOCIATION, INV RELATED, BRIDGEWATER, NJ, TREASURER, START 4/1/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, BUDGET, FUNDS COLLECTION, AND BILL PAYMENT. EXECUTOR FOR AUNT, INV RELATED, BRIDGEWATER, NJ, START: 9/16/2022, 20 HRS/MONTH, 0 HRS DURING TRADING.; EXECUTOR FOR UNCLE, INV RELATED, BRIDGEWATER, NJ, START: 10/1/2022, 10 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-13 |
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