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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-07-25 |
Branch Locations
4830 W Kennedy Blvd Ste 550, Tampa, FL 33609 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Tampa | FL | 04/2015 | Present |
| Principal Life Insurance Co | Tampa | FL | 03/2015 | Present |
OUTSIDE INSURANCE,SALES AND SERVICE OF FIXED LIFE INSURANCE, FIXED ANNUITIES, LONG TERM CARE INSURANCE AND DISABILITY INSURANCE THROUGH VARIOUS CARRIERS, 7/9/15. ***Rental Property; Not Investment Related; 2507 N Riverside Dr, Tampa, FL; Owner; Receives rental income from rental of boat dock.; Start Date: 08/26/2018; 0 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-22 |
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