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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-19
IN RA APPROVED 1999-10-27
  • TX RA
    APPROVED_RES
    Since 2022-01-19
  • IN RA
    APPROVED
    Since 1999-10-27

Branch Locations

Noblesville, IN • United States

8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Indianapolis IN 11/1998 Present
Mml Investors Services, Llc Indianapolis IN 11/1998 Present
Other Businesses

NAME: WESTPOINT FINANCIAL GROUP INV REL: Y ADD: 8888 KEYSTONE CROSSING SUITE 1600 INDIANAPOLIS, IN 46240 NATURE: LIFE AND HEALTH INS. POSITION: SALES, AGENT START DATE: 1981 HR/MO: 10-20 HR/MO DURING SEC TRADING: 10-20

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-29
S63 Uniform Securities Agent State Law Examination 1987-01-19
  • S65 Uniform Investment Adviser Law Examination
    1999-07-29
  • S63 Uniform Securities Agent State Law Examination
    1987-01-19
Other Names
  • Mike Terry

View on SEC IAPD

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