Timothy Joseph Taschler

Current Employers

Regal Advisory Services, Inc.

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-01-06
AZ	RA	APPROVED	2022-10-12

CA RA
APPROVED

Since 2023-01-06
AZ RA
APPROVED

Since 2022-10-12

Branch Locations

Oro Valley, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sprott Global Resource Investments Ltd.	Carlsbad	CA	07/2016	09/2022
Regal Advisory Services, Inc.	Oro Valley	AZ	09/2022	Present

07/2016 → 09/2022

Sprott Global Resource Investments Ltd.

Carlsbad, CA
09/2022 → Present

Regal Advisory Services, Inc.

Oro Valley, AZ

Previous Registrations

2016-08-12 → 2022-10-04

Sprott Asset Management Usa Inc.

Santa Ysabel, CA

Darien, CT
2012-01-31 → 2016-08-11

Stifel, Nicolaus & Company, Incorporated

Santa Ysabel, CA

San Diego, CA

San Diego, CA
2007-05-24 → 2012-02-06

Wedbush Securities Inc.

Santa Ysabel, CA

Newport Beach, CA
2003-05-23 → 2007-05-29

A. G. Edwards & Sons, Inc.

Irvine, CA

Irvine, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-22

S66 Uniform Combined State Law Examination

2003-05-22