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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| LA | RA | APPROVED | 2010-11-12 |
Branch Locations
1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | New Orleans | LA | 10/1997 | Present |
| Morgan Stanley Smith Barney | New Orleans | LA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-29 |
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