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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-10-04 |
| TX | RA | APPROVED_RES | 2021-10-01 |
Branch Locations
245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 01/2013 | 10/2021 |
| Bank Of America, N.A. | Menlo Park | CA | 05/2013 | 10/2021 |
| Morgan Stanley Smith Barney Llc | Palo Alto | CA | 10/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-15 |
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