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Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-10-15
WA RA APPROVED 2024-09-25
AL RA APPROVED 2023-05-02
WY RA APPROVED 2021-11-09
CO RA APPROVED 2021-05-12
IN RA APPROVED 2020-09-22
TX RA APPROVED_RES 2020-09-08
NC RA APPROVED 2020-02-14
SC RA APPROVED 2020-02-14
ID RA APPROVED 2020-02-13
UT RA APPROVED 2018-08-08
GA RA APPROVED 2015-10-21
VA RA APPROVED 2015-03-04
MD RA APPROVED 2011-04-07
OH RA APPROVED 2011-01-06
CA RA APPROVED 2011-01-04
FL RA APPROVED 2011-01-04
PA RA APPROVED 2010-01-19
WV RA APPROVED 2002-11-25
  • HI RA
    APPROVED
    Since 2025-10-15
  • WA RA
    APPROVED
    Since 2024-09-25
  • AL RA
    APPROVED
    Since 2023-05-02
  • WY RA
    APPROVED
    Since 2021-11-09
  • CO RA
    APPROVED
    Since 2021-05-12
  • IN RA
    APPROVED
    Since 2020-09-22
  • TX RA
    APPROVED_RES
    Since 2020-09-08
  • NC RA
    APPROVED
    Since 2020-02-14
  • SC RA
    APPROVED
    Since 2020-02-14
  • ID RA
    APPROVED
    Since 2020-02-13
  • UT RA
    APPROVED
    Since 2018-08-08
  • GA RA
    APPROVED
    Since 2015-10-21
  • VA RA
    APPROVED
    Since 2015-03-04
  • MD RA
    APPROVED
    Since 2011-04-07
  • OH RA
    APPROVED
    Since 2011-01-06
  • CA RA
    APPROVED
    Since 2011-01-04
  • FL RA
    APPROVED
    Since 2011-01-04
  • PA RA
    APPROVED
    Since 2010-01-19
  • WV RA
    APPROVED
    Since 2002-11-25

Branch Locations

500 Millers Run Road Box 507, Morgan, PA 15064 • United States

1211 Cheat Road, Morgantown, WV 26508 • United States

322 Gateway Drive Suite #103-2, Heber City, UT 84032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Orange CA 08/2002 Present
Orion Financial, Llc Morgantown WV 09/2002 Present
Previous Registrations
Other Businesses

REP, ORION FINANCIAL, LLC, 1209 CHEAT ROAD, MORGANTOWN, WV 26508. NON INVESTMENT RELATED SINCE 09/2002 AND I SPEND APPROX. 160 HOURS PER MONTH ON THIS ACTIVITY. FOR BRANDING PURPOSES ONLY. MEMBER, JMS SERVICES LLC/JOHN STOLAR, 1209 CHEAT ROAD, MORGANTOWN, WV 26508. NON INVESTMENT RELATED SINCE 09/2002 AND I SPEND APPROX. ONE HOUR PER MONTH ON THIS ACTIVITY. HEALTH INSURANCE, DI INSURANCE AND RENEWALS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1987-03-26
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1987-03-26

View on SEC IAPD

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