Patrick Louis Bivona

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 01/2020
  Sagepoint Financial, Inc.
  Clifton, NJ
• 01/2020 → Present
  Lpl Financial Llc
  Cypress, CA

Previous Registrations

• 2016-01-21 → 2020-01-10
  Osaic Services, Inc.
  Clifton, NJ
  Phoenix, AZ
  Clifton, NJ
• 2014-06-02 → 2016-02-05
  Cadaret, Grant & Co., Inc.
  Toms River, NJ
  Clifton, NJ
  Syracuse, NY
  Sparta, NJ

Other Businesses

1)01/07/2020 - Elite Retirement Consultants LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 04/2010 2)01/07/2020 - Real Estate Rental - Owner - inv rel - San Diego, CA - start: 1983 3)01/07/2020 - American Dental Education Association - Professor - inv rel - New York, NY - start: 2011 4) 1/7/2020 - Bivona Family Trust - Investment Related - Home Based & 1373 A Oliver Ave San Diego, CA 92109-5164 - Act in a Fiduciary Capacity - TTEE - Started 1983.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-05-22

Designations

• Certified Financial Planner