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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-03-25
TX RA APPROVED_RES 2017-01-17
NH RA APPROVED 2012-08-27
  • SC RA
    APPROVED
    Since 2025-03-25
  • TX RA
    APPROVED_RES
    Since 2017-01-17
  • NH RA
    APPROVED
    Since 2012-08-27

Branch Locations

104 North State Street, Concord, NH 03301 • United States

37 Salmon Street, Manchester, NH 03104 • United States

Surfside Beach, SC • United States

Altus Investment Group

104 North State Street, Concord, NH 03301 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2017-01-01
  • NH RA
    APPROVED
    Since 2017-01-01

Branch Locations

104 North State Street, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Concord NH 08/2012 Present
Altus Investment Group Concord NH 01/2013 Present
Previous Registrations
Other Businesses

1. 08/27/2012: NON-VARIABLE INSURANCE - SALES OF FIXED LIFE, LONG TERM CARE, DISABILITY INSURANCE AND FIXED ANNUITIES. - TIME SPENT 10% - CONCORD, NH. 2. 1/22/2013: REGISTERED INVESTMENT ADVISOR - ALTUS INVESTMENT GROUP - RIA PROVIDE FINANCIAL PLANNING FOR FIXED/HOURLY FEE. - TIME SPENT 10% - CONCORD, NH 3. 05/10/2016 * Altus Financial Group LLC * Business Entity For Tax/Investment Purposes Only * inv rel * at reported business location(s) * This organization, Altus Financial Group LLC, hires the employees, holds the leases and pays almost all of the other expenses of Altus Investment Group LLC. * start 01/04/2016 * 2 hrs/mo; 1 hr during secs trdg hrs. 4. 1/29/2019 - Altus Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2017 - 160 Hours Per Month/6 Hours During Securities Trading. 5. 11/25/2025-Laura Provost-Real Estate Rental-Inv Related-At Surfside Beach, SC-Start date 11/13/17-3hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-11-20
S65 Uniform Investment Adviser Law Examination 2002-09-24
  • S63 Uniform Securities Agent State Law Examination
    2002-11-20
  • S65 Uniform Investment Adviser Law Examination
    2002-09-24

View on SEC IAPD

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