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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-30 |
| NJ | RA | APPROVED | 2008-02-19 |
| CA | RA | APPROVED | 2008-02-08 |
Branch Locations
505 Montgomery Street 11Th Floor, San Francisco, CA 94111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | San Francisco | CA | 05/2009 | Present |
FAMA CAPITAL WEALTH MGT, LTD, INVT RELATED, SAN FRANCISCO, CA, 100% OWNERSHIP, START 3/12/2020, 200 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR PARENTS TRUST, INV RELATED, SAN FRANCISCO, CA, START: 1/21/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-23 |
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