Richard Bailey Hicks

Current Employers

Employment History

• 05/2009 → 09/2016
  Wells Fargo Advisors Llc
  Macon, GA
• 09/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Macon, GA
• 12/2016 → Present
  Bank Of America, N.A.
  Macon, GA

Previous Registrations

• 2005-12-07 → 2016-09-29
  Wells Fargo Clearing Services, Llc
  Macon, GA
• 2003-03-31 → 2005-12-07
  Citigroup Global Markets Inc.
  Macon, GA
  Macon, GA

Other Businesses

NAME OF OUTSIDE BUSINESS ORGANIZATION: STRATFORD ACADEMY INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MACON, GA POSITION, TITLE, ASSOCIATION: BOARD OF TRUSTEES AND FINANCE COMMITTEE START DATE OF RELATIONSHIP: 2003 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF OUTSIDE BUSINESS ORGANIZATION: CLOSE FRIEND'S IRREVOCABLE LIFE INSURANCE TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MACON, GA POSITION, TITLE, ASSOCIATION: TRUSTEE NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF OUTSIDE BUSINESS ORGANIZATION: 2 ADJOINING TRACTS OF LAND INVESTMENT RELATED: Y POSITION, TITLE, ASSOCIATION: CO-OWNER START DATE OF RELATIONSHIP: 4/2005 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT ONLY. NAME OF OUTSIDE BUSINESS ORGANIZATION: HI-BOY INVESTMENT RELATED: N ADDRESS OF BUSINESS: FORSYTH, GA POSITION, TITLE, ASSOCIATION: CO-OWNER, START DATE OF RELATIONSHIP: 1985 NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY OWNED MOVING AND STORAGE BUSINESS I*98626 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WATSON GAP INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MACON, GEORGIA 31210 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/1/2011 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RESIDENTIAL RENTAL INCOME I*98742 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CONDO INVESTMENT RELATED: N ADDRESS OF BUSINESS: ATHENS, GEORGIA 30601 NATURE OF BUSINESS: OTHER,PERSONALLY OWNED PROPERTY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/14/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PERSONALLY OWNED CONDO, MAY RENT IN FUTURE

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-01
• S63 Uniform Securities Agent State Law Examination
  1987-01-30