Best Investors Account Sign in

Timothy Smith Jones

Janney Montgomery Scott LLC

Charlotte, NC

Claim This Profile
Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-10-28
TX RA APPROVED_RES 2019-12-23
NC RA APPROVED 2019-12-20
  • SC RA
    APPROVED
    Since 2020-10-28
  • TX RA
    APPROVED_RES
    Since 2019-12-23
  • NC RA
    APPROVED
    Since 2019-12-20

Branch Locations

4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Charlotte NC 07/2014 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 12/2019
Janney Montgomery Scott Llc Charlotte NC 12/2019 01/2024
Janney Montgomery Scott Llc Charlotte NC 01/2024 Present
Previous Registrations
  • 2014-07-14 → 2020-01-09
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Greenwood Village, CO
    St. Louis, MO
  • 2014-04-17 → 2014-07-25
    Deutsche Bank Securities Inc.
    Winston-Salem, NC
  • 2014-01-29 → 2014-04-02
    Lanark Financial, Inc.
    Birmingham, AL
  • 2011-04-13 → 2012-02-07
    Tca Financial Group, Llc
    Charlotte, NC
  • 2004-08-05 → 2010-12-17
    Rbc Capital Markets, Llc
    Altamonte Springs, FL
    Charlotte, NC
    Cornelius, NC
    Rocky Mount, NC
    Elizabeth City, NC
    Chesapeake, VA
    Raleigh, NC
    Rocky Mount, NC
    Orlando, FL
    Tampa, FL
    Sarasota, FL
    Shelby, NC
    Ahoskie, NC
    Cary, NC
    Dunn, NC
    Durham, NC
    Elizabeth City, NC
    Fayetteville, NC
    Goldsboro, NC
    Greensboro, NC
    Hickory, NC
    Nags Head, NC
    Nashville, NC
    Southern Pines, NC
    Raleigh, NC
    Wilmington, NC
    Asheville, NC
    Asheville, NC
    Norfolk, VA
    Jacksonville, FL
  • 2003-05-12 → 2004-08-03
    Morgan Stanley Dw Inc.
    Charlotte, NC
  • 2003-02-03 → 2003-04-28
    Amsouth Investment Services, Inc.
    Birmingham, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-26
S63 Uniform Securities Agent State Law Examination 1987-01-23
  • S65 Uniform Investment Adviser Law Examination
    1992-02-26
  • S63 Uniform Securities Agent State Law Examination
    1987-01-23

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor