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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-17
  • FL RA
    APPROVED
    Since 2023-07-17

Branch Locations

Melbourne, FL • United States

12610 New Brittany Boulevard, Fort Myers, FL 33907 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 02/2017
Minnesota Life St. Paul MN 02/2017 08/2023
Securian Financial Services Inc. St. Paul MN 02/2017 08/2023
Omni Financial Services Inc. Fort Myers FL 02/2017 Present
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/2016 → 02/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 02/2017 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 02/2017 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 02/2017 → Present
    Omni Financial Services Inc.
    Fort Myers, FL
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-04-28 → 2023-08-10
    Securian Financial Services, Inc.
    Fort Myers, FL
    Fort Myers, FL
    Melbourne, FL
    St. Paul, MN
  • 2006-12-13 → 2017-02-23
    Msi Financial Services, Inc.
    Melbourne, FL
Other Businesses

1) HOME BUILDERS CONTRACTORS ASSN POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2018 ADDRESS: , Melbourne FL , United States DESCRIPTION: Member 2) OMNI FINANCIAL SERVICES OF LEE COUNTY, INC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 02/01/2017 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: OMNI Financial Services of Lee County Inc., is our DBA for our business relationship with Securian. 3) OMNI RESOURCE GROUP OF SW FLORIDA, LLC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2017 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: I may at times refer business owners to OMNI Resource Group for business management consulting services.I may at times sell fixed insurance products that are not required to be sold through Securian. 4) THE CONTINUING EDUCATION ACADEMY POSITION: Participant NATURE: Trainer/Teacher INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2017 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: I will be participating in continuing education seminars to help prospect for ML/SFS clients/business. 5) NAME OF OTHER BUSINESS: OMNI FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-04
S63 Uniform Securities Agent State Law Examination 1987-01-28
  • S66 Uniform Combined State Law Examination
    2006-12-04
  • S63 Uniform Securities Agent State Law Examination
    1987-01-28
Other Names
  • Bob Dibella
  • Robert P Dibella

View on SEC IAPD

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