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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-03
  • MI RA
    APPROVED
    Since 2010-09-03

Branch Locations

2753 S. Milford Rd Suite 101, Highland, MI 48357 • United States

Highland, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Highland MI 10/2000 Present
Diamond Bldg. Llc Highland MI 10/2003 Present
Hickory Street Properties Highland MI 05/2003 Present
Raymond James Financial Services Advisors, Inc Highland MI 01/2009 Present
Petrillo Group Highland MI 10/2005 Present
Lake City Llc Highland MI 05/2011 Present
Non Variable Insurance Highland MI 07/2009 Present
Petrillo Highland MI 09/2016 Present
  • 10/2000 → Present
    Raymond James Financial Services, Inc.
    Highland, MI
  • 10/2003 → Present
    Diamond Bldg. Llc
    Highland, MI
  • 05/2003 → Present
    Hickory Street Properties
    Highland, MI
  • 01/2009 → Present
    Highland, MI
  • 10/2005 → Present
    Petrillo Group
    Highland, MI
  • 05/2011 → Present
    Lake City Llc
    Highland, MI
  • 07/2009 → Present
    Non Variable Insurance
    Highland, MI
  • 09/2016 → Present
    Petrillo
    Highland, MI
Other Businesses

(1)Name of Business: diamond building LLC Address: 2753 S Milford Rd Ste 101, Highland, MI, 48357, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/02/2003 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: take garbage out. manage property (2)Name of Business: Petrillo Address: 2753 S Milford Rd Ste 101, Highland, MI, 48357, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 09/28/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. management of account-Mary Pat Petrillo IRA-277L5424 IRA Rollover Freedom account (3)Name of Business: Petrillo Group Address: 2753 S Milford Rd Ste 101, Highland, MI, 48357, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/05/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1987-02-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1987-02-17

View on SEC IAPD

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