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Andrew Jeffrey Pickett

Rbc Capital Markets, LLC

Fort Worth, TX

Fort Worth, TX

CRD 1614040

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-30
  • TX RA
    APPROVED
    Since 2009-01-30

Branch Locations

3230 Camp Bowie Blvd Suite 750, Fort Worth, TX 76107-5769 • United States

Fort Worth, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Fort Worth TX 01/2009 Present
  • 01/2009 → Present
    Rbc Capital Markets
    Fort Worth, TX
Previous Registrations
Other Businesses

NAME OF ENTITY: pickett rental ADDRESS: 611 EASTWOOD AVE, FORT WORTH, Texas, 76107-1019 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate START DATE: 15/03/2025 CAPACITY: Owner DUTIES: As an individual, i will have a bank account dedicated to cashflows in or out associated with the property. it will be in my name and only be a checking account. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-09
S63 Uniform Securities Agent State Law Examination 1988-04-29
  • S65 Uniform Investment Adviser Law Examination
    1992-06-09
  • S63 Uniform Securities Agent State Law Examination
    1988-04-29
Other Names
  • Jeff Picket
  • Andrew Jeffrey Pickett
  • Andrew Jeff Pickett

View on SEC IAPD

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