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Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-03-03
  • MD RA
    APPROVED
    Since 2020-03-03

Branch Locations

Mount Airy, MD • United States

8178 Lark Brown Rd. Ste. 201, Elkridge, MD 21075 • United States

Oviedo, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Co. Fairfax VA 07/2003 12/2016
Metropolitan Life Ins. Co. Fairfax VA 07/2003 12/2016
Metlife Group Fairfax VA 07/2003 12/2016
Planmember Securities Corporation Carpinteria CA 12/2016 Present
Paladin Advisor Group Mount Airy MD 12/2016 Present
Keith G. Prather (Self Employed) Mount Airy MD 01/1983 Present
  • 07/2003 → 12/2016
    Metlife Securities Co.
    Fairfax, VA
  • 07/2003 → 12/2016
    Metropolitan Life Ins. Co.
    Fairfax, VA
  • 07/2003 → 12/2016
    Metlife Group
    Fairfax, VA
  • 12/2016 → Present
    Carpinteria, CA
  • 12/2016 → Present
    Paladin Advisor Group
    Mount Airy, MD
  • 01/1983 → Present
    Keith G. Prather (Self Employed)
    Mount Airy, MD
Other Businesses

1) Paladin Advisory Group-5129 Niagara Drive, Mount Airy, MD 21771; Investment related; Securities & Insurance Sales & Svcs; Representative; Start date 12/2016; 160 hrs/mnth & during trading. 2) Keith G. Prather (self employed)-5129 Niagara Drive, Mount Airy, MD 21771; Noninvestment related; Insurance (long term care, fixed)sales & svcs; Agent; Start date 1/83; 12/hrs/mnth & during trading. 3) CONDO HOA; 10 81st Street, Ocean City MD 21842; 03/21/2026; Vice President of the Board; Support the President and fill in during any absences; 6 hrs/mo; 1 hr/mo during trading; NIR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-09-03
S65 Uniform Investment Adviser Law Examination 2020-02-27
  • S63 Uniform Securities Agent State Law Examination
    2021-09-03
  • S65 Uniform Investment Adviser Law Examination
    2020-02-27

View on SEC IAPD

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