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Planmember Securities Corporation CRD 11869
$10.1B regulatory AUM 125 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-03-03 |
Branch Locations
Mount Airy, MD • United States
8178 Lark Brown Rd. Ste. 201, Elkridge, MD 21075 • United States
Oviedo, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Co. | Fairfax | VA | 07/2003 | 12/2016 |
| Metropolitan Life Ins. Co. | Fairfax | VA | 07/2003 | 12/2016 |
| Metlife Group | Fairfax | VA | 07/2003 | 12/2016 |
| Planmember Securities Corporation | Carpinteria | CA | 12/2016 | Present |
| Paladin Advisor Group | Mount Airy | MD | 12/2016 | Present |
| Keith G. Prather (Self Employed) | Mount Airy | MD | 01/1983 | Present |
1) Paladin Advisory Group-5129 Niagara Drive, Mount Airy, MD 21771; Investment related; Securities & Insurance Sales & Svcs; Representative; Start date 12/2016; 160 hrs/mnth & during trading. 2) Keith G. Prather (self employed)-5129 Niagara Drive, Mount Airy, MD 21771; Noninvestment related; Insurance (long term care, fixed)sales & svcs; Agent; Start date 1/83; 12/hrs/mnth & during trading. 3) CONDO HOA; 10 81st Street, Ocean City MD 21842; 03/21/2026; Vice President of the Board; Support the President and fill in during any absences; 6 hrs/mo; 1 hr/mo during trading; NIR
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-09-03 |
| S65 | Uniform Investment Adviser Law Examination | 2020-02-27 |
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