Daniel Scott Foxen

Current Employers

Apollon Financial, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-07-01
IL	RA	APPROVED	2023-03-03

FL RA
APPROVED

Since 2026-07-01
IL RA
APPROVED

Since 2023-03-03

Branch Locations

15 Spinning Wheel Road, Suite 129, Hinsdale, IL 60521 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The New England	Chicago	IL	11/1986	Present
Lpl Financial Llc	Chicago	IL	09/2009	Present
Apollon Financial, Llc	Mount Pleasant	SC	02/2023	Present

11/1986 → Present

The New England

Chicago, IL
09/2009 → Present

Lpl Financial Llc

Chicago, IL
02/2023 → Present

Apollon Financial, Llc

Mount Pleasant, SC

Previous Registrations

2002-05-30 → 2009-09-08

Mutual Service Corporation

Chicago, IL

Boston, MA

Chicago, IL

Other Businesses

1. 1/7/2013: NON-VARIABLE INSURANCE DBA - FOXEN FINANCIAL, INC. - SELLS LIFE INSURANCE AND LONG TERM CARE INSURANCE OUTSIDE OF LPL. - TIME SPENT 5% - HINSDALE, IL 2. 05/02/2023 - Apollon Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 04/01/2023 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Apollon Financial, an independent investment advisor firm. I started this business activity in 5/2/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 05/31/2023 - Foxen Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 04/03/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - I provide investment advisory services through Apollon Financial, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 06/12/2023 - Foxen Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/03/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-10-28

S63 Uniform Securities Agent State Law Examination

1991-10-28

Designations

Other Names

Daniel S Foxen

View on SEC IAPD