Jorge Alberto Maldonado

Current Employers

Fsam Llc

1720 Windward Concourse Suite 115, Alpharetta, GA 30005 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2024-01-19

PR RA
APPROVED

Since 2024-01-19

Branch Locations

Gam Tower, 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hj Sims	Guaynabo	PR	05/2014	12/2023
First Southern, Llc	Guaynabo	PR	12/2023	Present
Fsam Llc	Guaynabo	PR	12/2023	Present

05/2014 → 12/2023

Hj Sims

Guaynabo, PR
12/2023 → Present

First Southern, Llc

Guaynabo, PR
12/2023 → Present

Fsam Llc

Guaynabo, PR

Previous Registrations

2016-07-12 → 2023-12-20

Herbert J. Sims Capital Management, Inc.

Guaynabo, PR

Fairfield, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-03

S66 Uniform Combined State Law Examination

2006-02-03

Other Names

Jorge A Maldonado R. Arellano

View on SEC IAPD