David Lee Reppas

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-07-16
CA	RA	APPROVED	2009-02-23

TX RA
APPROVED_RES

Since 2009-07-16
CA RA
APPROVED

Since 2009-02-23

Branch Locations

Alamo, CA • United States

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Walnut Creek	CA	02/2009	Present

02/2009 → Present

Ubs Financial Services Inc

Walnut Creek, CA

Previous Registrations

1997-07-08 → 2009-03-13

Citigroup Global Markets Inc.

Pleasanton, CA

Pleasanton, CA

Other Businesses

UNA MAS RESTAURANTS,INC. / RESTAURANT / RESTAURANT FRANCHISE / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / OTHER NO ACTIVE ROLE / MY SPOUSE WILL WORK AS QUALITY CONTROL / START DATE 03/01/2011.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-04-23
S63	Uniform Securities Agent State Law Examination	1987-02-02

S65 Uniform Investment Adviser Law Examination

1992-04-23
S63 Uniform Securities Agent State Law Examination

1987-02-02

Other Names

David Lee Repas

View on SEC IAPD