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James Alan Lyman

Belle Haven Investments, L.P.

Rye Brook, NY

Rye Brook, NY

Rye Brook,, NY

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Current Employers
Belle Haven Investments, L.P.

800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-05-12
NY RA APPROVED 2023-05-12
  • CT RA
    APPROVED
    Since 2023-05-12
  • NY RA
    APPROVED
    Since 2023-05-12

Branch Locations

800 Westchester Avenue Suite N607, Rye Brook, NY 10573 • UNITED STATES

800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States

800 Westchester Ave Suite N607, Rye Brook,, NY 10573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 09/2010 03/2023
Belle Haven Investments, L.P. Rye Brook NY 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-16
S63 Uniform Securities Agent State Law Examination 1995-09-27
  • S66 Uniform Combined State Law Examination
    2009-04-16
  • S63 Uniform Securities Agent State Law Examination
    1995-09-27
Other Names
  • James Alan Lyman
  • James Lyman

View on SEC IAPD

Other Firms

SCHULTZE ASSET MANAGEMENT, LP
MEYER HANDELMAN COMPANY LLC
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HAWKS POINT CAPITAL PARTNERS LLC
OXLER PRIVATE WEALTH
CADENT ENERGY PARTNERS
BEACON FINANCIAL ADVISORS
CAMP EIGHT MANAGEMENT, INC.

Other Investors

JESSICA MICHELLE DEMLER
MARTHA L RAGHUNAUTH
MASAHIRO ALBERTO YAMAZAKI
JONATHAN MARC NADLER
Connor Brett Abernathy
BENJAMIN DAVIS ROBINS
RONALD M ROBINS
Jason Auerbach

Other Offices

SCHULTZE ASSET MANAGEMENT, LP · RYE BROOK, NY
MEYER HANDELMAN COMPANY LLC · RYE BROOK, NY
RESOLUTION CAPITAL (US) LIMITED · RYE BROOK, NY
HAWKS POINT CAPITAL PARTNERS LLC · RYE BROOK, NY
OXLER PRIVATE WEALTH · RYE BROOK, NY
CADENT ENERGY PARTNERS · RYE BROOK, NY
BEACON FINANCIAL ADVISORS · RYE BROOK, NY
CAMP EIGHT MANAGEMENT, INC. · RYE BROOK, NY

More in Rye Brook, NY

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