John Robert Klimchak

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-29

NY RA
APPROVED

Since 2023-06-29

Branch Locations

535 Broad Hollow Rd Ste A3A, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
C B Planning	Great Neck	NY	03/1990	Present
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

03/1990 → Present

C B Planning

Great Neck, NY
09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1.) INDEPENDENT INSURANCE AGENT SELLING NON VARIABLE PRODUCTS BENEFITS EVALUATION GROUP, INC AT BUSINESS ADDRESS FOR 5 TRADING HOURS SINCE 3/2021 2.) OWNER OF RENTAL PROPERTY IN FT LAUDERDALE FL. 33304 1 TRADING AND 1 NON TRADING HOUR SINCE 3/2000 3.)SAGE SCHOLARS PLAN TO MAKE PEOPLE AWARE OF THE SAGE SCHOLARS TUITION REWARDS WWW.TUITIONREWARDS.COM 1 SECURITIES TRADING HOURS WEEKLY, START DATE 5/2012

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-21
S63	Uniform Securities Agent State Law Examination	2007-01-31

S66 Uniform Combined State Law Examination

2021-06-21
S63 Uniform Securities Agent State Law Examination

2007-01-31

View on SEC IAPD