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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-04 |
| TX | RA | APPROVED_RES | 2016-11-03 |
| CT | RA | APPROVED | 2014-02-18 |
Branch Locations
263 Tresser Blvd Suite 500, Stamford, CT 06901 • United States
Phoenix, NY • United States
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co Inc | Stamford | CT | 02/2014 | Present |
1.CONCUSSION LEGACY FOUNDATION.361 NEWBURY STREET, BOSTON, MA 02115.QUARTERLY MEETING OR CONF. CALL 1 HOUR. ANNUAL FUNDRAISER 3 HOURS. NO INVESTMENT RELATED RELATIONSHIP.NOT A CLIENT OF OPPENHEIMER 2.UNIV. OF NEW HAVEN 300 BOSTON POST RD. WEST HAVEN, CT 06516-MEMBER OF ADVISORY BOARD TO UNH MICRO MBA PROGRAM. I WILL ATTEND 3 BOARD MEETINGS VIRTUALLY PER YEAR. I WILL GIVE FEED BACK ON CURRICULUM AND IT'S EFFECTIVENESS. I MAY MENTOR A STUDNET FROM TIME TO TIME (OPTIONAL). I WILL RECEIVE $0.00 IN COMPENSATION FOR THE ABOVE SERIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-14 |
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