Richard Todd Baker

Employer firm

Milestone Asset Management, LLC CRD 310441

$691M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → Present
  Brookstone Capital Management
  Wheaton, IL
• 07/2006 → Present
  Legacy Capital Planners
  Rockville, MD
• 09/2020 → Present
  Milestone Asset Management
  Pittsburgh, PA
• 03/2021 → 04/2021
  Alphastar Capital Management, Llc
  Cornelius, NC

Previous Registrations

• 2021-03-16 → 2021-04-14
  Alphastar Capital Management
  Germantown, MD
  Cornelius, NC
• 2020-10-20 → 2021-02-11
  Milestone Asset Management, Llc
  Pittsburgh, PA
  Germantown, MD
• 2012-03-14 → 2013-01-02
  Alphastar Capital Management
  Rockville, MD
  Cornelius, NC

Other Businesses

LEGACY CAPITAL PLANNERS, LLC -JULY 2006. INVESTMENT RELATED - TAX PLANNING SERVICES SEASONAL JANUARY THROUGH APRIL 10 HOURS PER SEASONAL MONTHS. LEGACY CAPITAL PLANNERS, LLC WORKS WITH INVESTMENTS AND INSURANCE PRODUCTS. 80 HOURS PER WEEK Since 2008, Mr. Baker has been an IAR of Brookstone Capital Management, a registered investment adviser he spends approximately 25% of his time servicing clients of Brookstone. Dually registered as a Registered Investment Advisor with Milestone Asset Management. JMT Properties II. REAL ESTATE INVESTMENT LLC PURCHASES MULTI FAMILY BUILDINGS Prepare Institute BOARD MEMBER of Non-Profit 174 South Naperville Road, Suite 200 Wheaton IL 60189 1/9/2017 20 Hours per month, 4 Hours during Trading Mr. Baker is President and an instructor for The Prepare Institute, a 501(c)3 non-profit educational institution that provides retirement planning classes. Mr. Baker devotes approximately 10% of his professional time as such and receives no compensation for this activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-20
• S66 Uniform Combined State Law Examination
  1999-08-30

Other Names

• Richard Todd Baker