Teresa Leigh Drummond

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Previous Registrations

• 2009-01-21 → 2015-12-15
  Barclays Capital Inc.
  Philadelphia, PA
  Dallas, TX
  Dallas, TX
  Dallas, TX
  New York, NY
• 2004-05-13 → 2008-10-15
  Lehman Brothers Inc.
  Dallas, TX
  New York, NY
  Dallas, TX
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-22
• S63 Uniform Securities Agent State Law Examination
  1987-09-09

Other Names

• Teresa Leigh Schwartz
• Teresa L Drummond
• Teresa Leigh Berger
• Teresa Schwartz
• Teresa L Berger
• Tess Drummond