Billie Carol Pettey

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1987-01-21

TX RA
APPROVED

Since 1987-01-21

Branch Locations

Dripping Springs, TX • United States

1101 E Southeast Loop 323 Suite 140, Tyler, TX 75701-9680 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Tyler	TX	09/2005	03/2020
Ameriprise Financial Services, Llc	Tyler	TX	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Tyler, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Tyler, TX

Other Businesses

Real Estate Ownership; Commercial; 2339 Dueling Oaks , , Tyler, TX, 75703; Investment-Related; 09/30/2016 / Lot/Land; 123 Mae Point, , Dripping Springs, TX, 78620; Not Investment-Related; 11/03/2023. Business Ownership; 2339 Dueling Oaks LLC; Owner; Real Estate; 2339 Dueling Oaks, , Tyler, TX, 75703; Not Investment-Related; 03/24/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-01-15

S63 Uniform Securities Agent State Law Examination

1987-01-15

Other Names

Carol Hale Billie
Billie Carol Schroeder
Billie Carol Schroeder-Pettey
Billie Carol Schroeder-Pettey
Billie Pettey

View on SEC IAPD