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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

10010 Woodlands Pkwy, The Woodlands, TX 77382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Commerce Bank Houston TX 01/1996 Present
J.P. Morgan Securities Llc The Woodlands TX 10/2012 Present
Jpmorgan Chase Bank, N.A The Woodlands TX 01/2018 Present
  • 01/1996 → Present
    Texas Commerce Bank
    Houston, TX
  • 10/2012 → Present
    The Woodlands, TX
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A
    The Woodlands, TX
Previous Registrations
  • 1999-03-01 → 2012-10-01
    Chase Investment Services Corp.
    The Woodlands, TX
    The Woodlands, TX
    The Woodlands, TX
    The Woodlands, TX
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/21/2014 ADDRESS: 3500 THE WOODLANDS, TX. 19 THE WOODLANDS, TX. DETAILS: I own this real estate and rent it out INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/27/2013 ADDRESS: 19 THE WOODLANDS, TX. 2222 THE WOODLANDS, TX. DETAILS: Rental Property HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS PER YEAR HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-29
S63 Uniform Securities Agent State Law Examination 1995-03-10
  • S65 Uniform Investment Adviser Law Examination
    2000-02-29
  • S63 Uniform Securities Agent State Law Examination
    1995-03-10
Designations
Other Names
  • Peggy Anne Chapman
  • Peggy Anne Chapman
  • Peggy Anne Bowers

View on SEC IAPD

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