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Lisa Marie Sorrentino

LPl Financial LLC

Fort Mill, SC

Indian Land, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-16
SC RA APPROVED 2010-09-20
  • TX RA
    APPROVED_RES
    Since 2013-07-16
  • SC RA
    APPROVED
    Since 2010-09-20

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Indian Land, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 12/2012 Present
Previous Registrations
  • 2008-12-15 → 2010-08-27
    Scott & Stringfellow, Llc
    Richmond, VA
  • 2006-03-20 → 2008-12-15
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
    Mineral, VA
    Winston-Salem, NC
    Charlotte, NC
Other Businesses

1. 1/30/2023 - TJMaxx - Not Investment Related - Fort Mill, SC 29707 - Outside/W-2 Employment - part time seasonal associate at TJMaxx - Start Date - 11/05/2022 - 36 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-10
S63 Uniform Securities Agent State Law Examination 1987-05-05
  • S65 Uniform Investment Adviser Law Examination
    2006-03-10
  • S63 Uniform Securities Agent State Law Examination
    1987-05-05

View on SEC IAPD

Other Firms

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BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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