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Current Employers
Wealth Management Consultants, Llc

1621 South University Blvd. Suite A-2, Mobile, AL 36609 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 1998-08-28
  • AL RA
    APPROVED
    Since 1998-08-28

Branch Locations

851 East I-65 Service Rd. S. Suite #402, Mobile, AL 36606-3190 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Inc Phoenix AZ 01/2009 09/2023
Osaic Wealth, Inc. Mobile AL 09/2023 Present
  • 01/2009 → 09/2023
    Sagepoint Financial Inc
    Phoenix, AZ
  • 09/2023 → Present
    Osaic Wealth, Inc.
    Mobile, AL
Other Businesses

1. Wealth Management Consultants LLC, (WMC), a State Registered Investment Advisor firm (RIA), Miles L. Ball is the Senior Partner at WMC. The address is 1621 South University Boulevard, Suite A-2, Mobile Alabama 36609, United States. Mr. Ball offers Investment Advisory and Financial Planning Services to Clients by Advising them in Financial Planning matters and investments through WMC. 2. Mr. Ball is Licensed by the State of Alabama to sell Insurance, Disability, Life, Long??Term Care, Health, Fixed, and Variable Annuities. He provides his clients insurance quotes and processes their insurance applications as needed. 3. Additionally, Mr. Ball, outside his duties as a Financial Advisor is a member of Jaguar Athletic Fund (JAF) Board, Representing the Soccer Team at the University of South Alabama. This is something he does personally with no compensation. As a Board member he attends meetings, provides advice to the Board related to the soccer program and encourages fan support of the team. 4. MILES BALL POSITION: Poll Inspector NATURE: Sole Propietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/06/2020 ADDRESS: 6704 Chimney Top Dr N, Mobile AL 36695, United States DESCRIPTION: Volunteer Poll Inspector for elections in Mobile County. Basically I'm in charge of the Poll location and managing volunteers and the process of voters completing their voting during elections.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-12
S63 Uniform Securities Agent State Law Examination 1987-01-05
  • S65 Uniform Investment Adviser Law Examination
    1995-06-12
  • S63 Uniform Securities Agent State Law Examination
    1987-01-05

View on SEC IAPD

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