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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
Palm Beach Gardens, FL • United States
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities,Llc | Buchanan | NY | 12/1986 | 06/2019 |
| The Prudential Insurance Company Of America. | Buchanan | NY | 05/2010 | 06/2019 |
| Prudential Insurance Company Of America | Palm Beach Gardens | FL | 06/2019 | Present |
| Pruco Securities, Llc. | Palm Beach Gardens | FL | 06/2019 | 11/2024 |
| Lpl Enterprise, Llc | Palm Beach Gardens | FL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-12 |
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