Brian Carl Nelson

Current Employers

Employment History

• 02/2004 → Present
  Harborside Sales Group, Llc
  Baltimore, MD
• 04/2014 → 06/2018
  Eulav Securities Llc
  New York, NY
• 06/2016 → Present
  Jemma Investment Advisors Llc
  Baltimore, MD
• 10/2018 → Present
  Foreside Fund Services, Llc
  Baltimore, MD

Other Businesses

1) HARBORSIDE SALES GROUP, BALTIMORE, MD, INVESTMENT RELATED-PRIVATE LABEL SALES AND MARKETING SERVICES, START DATE 02/2004, FOUNDER AND PRESIDENT, OVERSEE ALL SALES AND MARKETING FUNCTIONS, 200 HOURS PER MONTH WITH 130 DURING SECURITIES TRADING HOURS. 2) JEMMA INVESTMENT ADVISORS, LLC, BALTIMORE, MD, INVESTMENT RELATED-RIA, STOCKHOLDER, START DATE 6/6/2016, PROVIDE STRATEGIC MARKETS AND OPERATIONS SUPPORT, 50 HOURS PER MONTH WITH 25 DURING SECURITIES TRADING HOURS. 3) CROMWELL INVESTMENT ADVISORS, LLC, INVESTMENT RELATED, ADVISOR TO MUTUAL FUNDS, BALTIMORE, MD, START DATE 05/01/2021, PRESIDENT, Cromwell Investment Advisors, LLC is the advisory entity to provide services to mutual funds/ETFs that will be in Total Fund Solution, a new series trust formed in conjunction with US Bank, 60 HRS/MO 4) Foreside Fund Services, LLC; Investment-Related; Baltimore, MD; Broker Dealer; Registered Representative; 10/2018; 68.5 hrs/mo; during securities trading hours; Duties are administrative and management in nature. FFS is for supervisory duties for Harborside. 5) Total Fund Solutions, Board Position; Treasurer. Does not have check writing ability, does not have control over investments. Provides Financial statements for the Board. Not investment related and not during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2023-01-23
• S63 Uniform Securities Agent State Law Examination
  1991-04-12