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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-06-21 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Alcoa | TN | 11/2013 | 01/2017 |
| Cetera Investment Services Llc | St.CLoud | MN | 11/2013 | 01/2017 |
| Cetera Investment Advisers Llc | Alcoa | TN | 01/2014 | 01/2017 |
| Scottrade, Inc. | Knoxville | TN | 01/2017 | 03/2018 |
| Gwfs Equities, Inc | Greenwood Village | CO | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-24 |
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