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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-06-21
  • TN RA
    APPROVED
    Since 2018-06-21

Branch Locations

Greenback, TN • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Alcoa TN 11/2013 01/2017
Cetera Investment Services Llc St.CLoud MN 11/2013 01/2017
Cetera Investment Advisers Llc Alcoa TN 01/2014 01/2017
Scottrade, Inc. Knoxville TN 01/2017 03/2018
Gwfs Equities, Inc Greenwood Village CO 06/2018 Present
  • 11/2013 → 01/2017
    Regions Bank
    Alcoa, TN
  • 11/2013 → 01/2017
    Cetera Investment Services Llc
    St.CLoud, MN
  • 01/2014 → 01/2017
    Alcoa, TN
  • 01/2017 → 03/2018
    Scottrade, Inc.
    Knoxville, TN
  • 06/2018 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Previous Registrations
  • 2017-01-31 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
  • 2014-01-21 → 2017-01-03
    Alcoa, TN
    Greenback, TN
  • 2013-11-15 → 2014-01-21
    Cetera Investment Services Llc
    Hoover, AL
    Alcoa, TN
    St Cloud, MN
    Greenback, TN
  • 2011-08-10 → 2013-11-13
    Jacksonville, FL
  • 2008-03-10 → 2011-06-27
    Ssn Advisory, Inc.
    Knoxville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-04
S63 Uniform Securities Agent State Law Examination 1986-12-24
  • S65 Uniform Investment Adviser Law Examination
    2008-03-04
  • S63 Uniform Securities Agent State Law Examination
    1986-12-24
Other Names
  • Richard Dorsey Albright
  • Richard D Albright

View on SEC IAPD

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