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Current Employers
Robertson Stephens

455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-07-01
TX RA APPROVED 2024-07-01
  • OR RA
    APPROVED
    Since 2024-07-01
  • TX RA
    APPROVED
    Since 2024-07-01

Branch Locations

455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States

525 3Rd Street Suite 224, Lake Oswego, OR 97034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rain Capital Management Portland OR 10/2011 06/2024
Robertson Stephens San Francisco OR 07/2024 Present
  • 10/2011 → 06/2024
    Rain Capital Management
    Portland, OR
  • 07/2024 → Present
    San Francisco, OR
Previous Registrations
  • 2011-11-17 → 2024-08-26
    Rain Capital Management
    Lake Oswego, OR
    Lake Oswego, OR
  • 2010-07-20 → 2011-11-30
    Arnerich Massena, Inc.
    Portland, OR
  • 1997-10-15 → 2009-06-02
    Confluence Wealth Management Llc
    Portland, OR
Other Businesses

Rain Capital Management, not investment-related, 525 3rd Street, Suite 224 Lake Oswego, Oregon 97034, a non-operating company, Director; Start date October, 2011; I devote 10 hours per month to this business; this company is in the process of winding down.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-03-06
  • S63 Uniform Securities Agent State Law Examination
    1987-03-06

View on SEC IAPD

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