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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2004-10-04 |
Branch Locations
Southampton, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Southampton | NY | 09/2004 | Present |
1) Estate of EMH / EXECUTOR OF ESTATE / 15 HRS. PER MONTH / EFF: 3-16-09 // 2) EASTERN LONG ISLAND COASTAL CONSERVATION ASSOCIATION / P.O. BOX 1307, SOUTH HAMPTON, NY 11969 / NOT FOR PROFIT / STUDY BEACH EROSION, HURRICANES, FLOODING WHICH AFFECT OUR COASTAL ENVIRONMENT / OFFICER / START DATE 09/22/2004 // 4) STATE OF NY, DEPT. OF STATE / P.O. BOX 22001, ALBANY, NY 12201 / NOTARY / NON PROFIT / START DATE 10/23/1996 // 4)D C F R Living Trust, Donna died on 3/26/2025. Her trust now become irrevocable and we must distribute the assets as instructed in the trust. East HamptonNYUnited States11937Manage and distribute assets in two irrevocable trusts that are now to be established. Start Date-2/28/2022 5) D C F R Living TrustIrrevocable Trust established to settle estate and distribute assets of Donna C. Freeman ,New YorkUnited States10560Work with co-trustee (who is the primary beneficiary) to distribute assets of the trust. Start Date -6/30/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-27 |
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