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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-03-25 |
Branch Locations
109-F Regency Commons Drive, Greer, SC 29650 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Charlotte | NC | 09/2000 | 03/2017 |
| Mml Investors Services, Llc | Greer | SC | 03/2017 | Present |
| Massmutual Life Insurance Co | Greer | SC | 07/2016 | Present |
(1) Name: Gregory Zander/Capital Advisory & Management Inv rel: Y Add: 109F Regency Commons Dr Greer SC 29650 Nature: Individual Life, Group Life, Group Health, and Renewals, trails on Metlife products & variable annuities, plus life insurance, LTC, Disability, FA Position: Agent Start date: 2/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1 (2) Name: Gregory Zander Inv rel: Y Addr: 109 F Regency Commons Drive, Greer, SC 29650 Nature: Non-MMLIA/Outside Insurance: life, disability, long-term care, fixed annuities Position: Insurance Agent Start: 08/03/2021 No hrs/mo: 1 No hrs/mo dur trading: 1 Duties: Solicit, service and sell life insurance, LTC, DI and fixed annuities through Guardian Insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-06 |
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