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Thomas Andrew Janes

Rothschild Investment LLC

Chicago, IL

CRD 1608734

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Employer firm

Rothschild Investment LLC CRD 728

$2.79B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Rothschild Investment Llc

311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-11
  • IL RA
    APPROVED
    Since 2025-03-11

Branch Locations

311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Management Consultant Hinsdale IL 01/2015 10/2019
Rothschild Investment, Llc Chicago IL 10/2019 Present
Designations
  • Chartered Financial Analyst
Other Names
  • T Andrew Janes
  • Andy Janes

View on SEC IAPD

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Nearby Investors

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Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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