Alan Barry Krichman

Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-05-12
DE	RA	APPROVED	2026-05-08
NY	RA	APPROVED	2026-05-08
NJ	RA	APPROVED	2026-04-21

PA RA
APPROVED

Since 2026-05-12
DE RA
APPROVED

Since 2026-05-08
NY RA
APPROVED

Since 2026-05-08
NJ RA
APPROVED

Since 2026-04-21

Branch Locations

89 West Front Street, Red Bank, NJ 07701 • United States

255 Nassau Street 1St Floor, Princeton, NJ 08540 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Santander Bank, N.A.	Lakewood	NJ	11/2013	12/2016
Santander Securities Llc.	Guaynabo	PR	11/2013	12/2016
Uber	Toms River	NJ	09/2014	11/2016
M & T Securities, Inc	Spring Lake	NJ	04/2017	04/2026
Lpl Financial Llc	Spring Lake	NJ	06/2021	04/2026
Td Bank N.A.	Red Bank	NJ	04/2026	Present
Td Private Client Wealth Llc	Red Bank	NJ	04/2026	Present
Unemployed	Toms River	NJ	12/2016	03/2017

11/2013 → 12/2016

Santander Bank, N.A.

Lakewood, NJ
11/2013 → 12/2016

Santander Securities Llc.

Guaynabo, PR
09/2014 → 11/2016

Uber

Toms River, NJ
04/2017 → 04/2026

M & T Securities, Inc

Spring Lake, NJ
06/2021 → 04/2026

Lpl Financial Llc

Spring Lake, NJ
04/2026 → Present

Td Bank N.A.

Red Bank, NJ
04/2026 → Present

Td Private Client Wealth Llc

Red Bank, NJ
12/2016 → 03/2017

Unemployed

Toms River, NJ

Previous Registrations

2021-06-09 → 2026-04-23

Lpl Financial Llc

West Long Branch, NJ

Brick, NJ

Freehold, NJ

Middletown, NJ

Spring Lake, NJ

Marlboro, NJ

Paramus, NJ

Toms River, NJ
2017-05-18 → 2021-06-09

M&T Securities, Inc.

Spring Lake, NJ

Paramus, NJ

Marlboro, NJ

Middletown, NJ

Old Bridge, NJ

Brick, NJ

Freehold, NJ

West Long Branch, NJ

Lakewood, NJ

Aberdeen, NJ

Wilmington, DE

Paramus, NJ

Baltimore, MD
2013-12-06 → 2017-01-09

Santander Securities Llc

Brick, NJ

Short Hills, NJ

Lakewood, NJ

Toms River, NJ

Lakewood, NJ

Long Branch, NJ

Toms River, NJ

Toms River, NJ

Brick, NJ

Villanova, PA

Cherry Hill, NJ
2012-09-11 → 2013-12-02

Invest Financial Corporation

Milltown, NJ

Monroe, NJ

Linden, NJ

Rahway, NJ

East Brunswick, NJ

Union, NJ

Woodbridge, NJ

Westfield, NJ
2011-09-21 → 2012-09-06

Cetera Wealth Services, Llc

Florham Park, NJ
2009-05-02 → 2011-04-14

Chase Investment Services Corp.

Haworth, NJ

Paramus, NJ

Fairview, NJ

New Milford, NJ

Emerson, NJ

Glen Rock, NJ
2008-04-23 → 2009-05-02

Wamu Investments, Inc.

Paramus, NJ

Haworth, NJ

Ridgewood, NJ

Emerson, NJ

New Milford, NJ

Fairview, NJ

Glen Rock, NJ
2006-06-02 → 2008-04-15

Cetera Investment Services Llc

Franklin Lakes, NJ
2005-05-02 → 2005-10-04

Chase Investment Services Corp.

New York, NY
2003-10-31 → 2004-06-21

Wells Fargo Clearing Services, Llc

Hackensack, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-01-16
S63	Uniform Securities Agent State Law Examination	1987-02-26

S65 Uniform Investment Adviser Law Examination

2001-01-16
S63 Uniform Securities Agent State Law Examination

1987-02-26