Sharon Marie Dufresne

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 09/2025
  Avantax Investment Services, Inc.
  South Lyme, CT
• 08/1979 → Present
  Dufresne & Associates
  South Lyme, CT
• 06/2006 → 09/2025
  Avantax Advisory Services
  South Lyme, CT
• 09/2006 → 09/2025
  Avantax Insurance Agency, Llc
  South Lyme, CT
• 09/2006 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Old Lyme, CT
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Old Lyme, CT
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-07-05 → 2025-09-05
  Avantax Advisory Services
  Old Lyme, CT
  South Lyme, CT

Other Businesses

1) Sharon M Dufresne & Associates~'NIR'~3 Hubbard Road~South Lyme~CT~06376~Tax Preparation/Accounting~Owner/Sole Proprietor~6/10/2004~160hrs~160hrs~Owner|

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-01-28

Designations

• Certified Financial Planner

Other Names

• Sharon Dufresne