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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-09-25 |
| NC | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 10/2009 | Present |
| Bank Of America, N.A. | Charlotte | NC | 07/2011 | Present |
I*1630259 Name of OBA: TBBR LLC Address: Blowing Rock, North Carolina Investment Related: No Position, Title, Association: Other Employee Start Date: 12/13/2023 No Hours: 0 No Hours during trading: 0 Duties: I have no responsibilities only a member of the LLC which was formed to own a condo I am purchasing with 4 other members
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-17 |
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