Robert James Thevenet

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2005-03-08 → 2011-01-28
  Eagle Strategies Llc
  Voluntown, CT
  Groton, CT
• 1998-06-25 → 2005-02-18
  Ubs Financial Services Inc.
  New London, CT

Other Businesses

1) ROBERT JAMES THEVENETT, INDEPENDENT INSURANCE AGENT,127 WYLIE SCHOOL RD, PO BOX 564, 1/31/2011 SELLING LIFE, LTC, & HEALTH PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 1 HR/MO - 1/TRADING. 2) JEWETT CITY SAVINGS BANK, 111 MAIN ST., JEWETT CITY, CT 06351. BEGAN 1/1/2009 AS A CORPORATOR AND SERVE AS A GOOD WILL AMBASSADOR IN THE COMMUNITY PROVIDING FEEDBACK TO THE BANK ON SERVICE ISSUES. NOT INVESTMENT RELATED. DEVOTES 1HR/MO, 0/TRADE. 3 )ROBERT JAMES THEVENET, 127 WYLIE SCHOOL RD, PO BOX 564, VOLUNTOWN, CT, PUBLIC NOTARY, BEGAN 3/13/2008. NIR - 1 HR/YR, 0/TRADE. 4) NATIONAL SKI PATROL, 133 S VAN GORDON ST. STE 100, LAKEWOOD, CO 80228. BEGAN 12/1/2000 AS A PATROLLER THAT PROVIDES FIRST AID AND EVACUATION FOR INJURED SNOW SPORTS ENTHUSIASTS. I AM ALSO AN INSTRUCTOR FOR THE NSP TRAINING COURSES, OUTDOOR EMERGENCY CARE AND MOUNTAIN TRAVEL AND RESCUE. NOT INVESTMENT RELATED. DEVOTES 60/YR, 0/TRADE. 5) JEWETT CITY SAVINGS BANK 111 MAIN STREET JEWETT CITY, CT 06384. BEGAN 4/1/14 AS BOARD MEMBER OF DIRECTORS. NOT INVESTMENT RELATED. DEVOTES 16 HRS/MNTH. 8 DURING TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2011 AS ADVISORY REP OF A RIA. INV REL - 10 HR/WK - 10/TRADING. 01/19/11 7) ROBERT J THEVENET, 127 WYLIE SCHOOL RD, VOLUNTOWN, CT, JUSTICE OF THE PEACE, 01/04/21, NIR, 2 HR/MO- 0/TRADING HR. 8) VOLUNTOWN REPUBLICAN TOWN COMMITTEE, 247 BROWN RD, VOLUNTOWN, CT, COMMITTEE MEMBER, 05/19/21 NIR, 48HR/MO - 0HR/MO TRADING 9) ROBERT J. THEVENET CFP, 127 WYLIE SCHOOL RD PO BOX 564 VOLUNTOWN CT 06384, 09/2023, OWNER, DBA, INV REL, 140 HR/MO 7 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-06
• S63 Uniform Securities Agent State Law Examination
  1998-02-26

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Jim Thevenet