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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-11-02
  • OH RA
    APPROVED
    Since 2018-11-02

Branch Locations

9150 South Hills Blvd Suite 200, Broadview Heights, OH 44147 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Cleveland OH 12/2000 Present
Signator Investors Inc Independence OH 08/2008 11/2018
Osaic Wealth, Inc. Broadview Heights OH 11/2018 Present
  • 12/2000 → Present
    Raymond James & Associates
    Cleveland, OH
  • 08/2008 → 11/2018
    Signator Investors Inc
    Independence, OH
  • 11/2018 → Present
    Broadview Heights, OH
Previous Registrations
  • 2008-09-08 → 2018-11-02
    Signator Investors, Inc.
    Broadview Heights, OH
  • 2001-02-20 → 2007-12-19
    Beachwood, OH
    Cleveland, OH
Other Businesses

1. SIGNATURE FINANCIAL GROUP, LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2009 ADDRESS: 9150 South Hills Blvd, Suite 200, Broadview Heights OH 44147, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance 2. SIGNATURE FINANCIAL GROUP, LLC - INSURANCE BROKER POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2009 ADDRESS: 9150 South Hills Blvd, Suite 200, Broadview Heights OH 44147, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance 3. BOARD MEMBER-CLEVELAND CATHOLIC CHARITIES POSITION: Board Chair NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: 7911 Detroit Avenue, Cleveland OH 44102, United States DESCRIPTION: Board Chair 4. BOARD MEMBER BENEDICTINE TRUST HIGH SCHOOL ENDOWMENT POSITION: Board Member NATURE: Finance Committee-Endowment Trust Board INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2024 ADDRESS: 10510 MLK Boulevard, Cleveland OH 44104, United States DESCRIPTION: Advisory Board - All members of this Advisory Board are financial professionals. We review the organization's investment portfolios and keep management apprised with a general overview of holdings. We purposely do not make investment decisions.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-09-29
  • S63 Uniform Securities Agent State Law Examination
    1989-09-29
Other Names
  • Tony Searcy

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