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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
9150 South Hills Blvd Suite 200, Broadview Heights, OH 44147 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Cleveland | OH | 12/2000 | Present |
| Signator Investors Inc | Independence | OH | 08/2008 | 11/2018 |
| Osaic Wealth, Inc. | Broadview Heights | OH | 11/2018 | Present |
1. SIGNATURE FINANCIAL GROUP, LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2009 ADDRESS: 9150 South Hills Blvd, Suite 200, Broadview Heights OH 44147, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance 2. SIGNATURE FINANCIAL GROUP, LLC - INSURANCE BROKER POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2009 ADDRESS: 9150 South Hills Blvd, Suite 200, Broadview Heights OH 44147, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance 3. BOARD MEMBER-CLEVELAND CATHOLIC CHARITIES POSITION: Board Chair NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: 7911 Detroit Avenue, Cleveland OH 44102, United States DESCRIPTION: Board Chair 4. BOARD MEMBER BENEDICTINE TRUST HIGH SCHOOL ENDOWMENT POSITION: Board Member NATURE: Finance Committee-Endowment Trust Board INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2024 ADDRESS: 10510 MLK Boulevard, Cleveland OH 44104, United States DESCRIPTION: Advisory Board - All members of this Advisory Board are financial professionals. We review the organization's investment portfolios and keep management apprised with a general overview of holdings. We purposely do not make investment decisions.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-09-29 |
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