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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-18
OH RA APPROVED 2016-04-05
  • TX RA
    APPROVED_RES
    Since 2026-03-18
  • OH RA
    APPROVED
    Since 2016-04-05

Branch Locations

40 Eagle Valley Court, Broadview Heights, OH 44147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2016 06/2020
Equitable Advisors, Llc New York NY 04/2016 Present
Previous Registrations
  • 2010-05-07 → 2016-04-12
    Westlake, OH
    Lansing, MI
  • 2007-07-19 → 2010-03-29
    Dawson Wealth Management
    Cleveland, OH
  • 2004-11-08 → 2010-03-15
    Cetera Advisors Llc
    Cleveland, OH
    Cleveland, OH
Other Businesses

1. Board member - board of directors, The Upside of Downs of Northeast Ohio- 6533-B Brecksville Road Independence, OH 44131. 3 hours per month 2. Partner/Owner, Lakeside Holdings LLC Broadview Hieghts OH 44147, Sicne 8/2018, 4 hrs/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-06
  • S66 Uniform Combined State Law Examination
    2004-10-06

View on SEC IAPD

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