Michael C Moody

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Madison, NJ
• 09/2011 → Present
  Bank Of America, N.A.
  Madison, NJ

Previous Registrations

• 2005-01-12 → 2009-04-01
  Citigroup Global Markets Inc.
  Bedminster, NJ
  Bedminster, NJ
• 2004-01-01 → 2005-01-14
  Pnc Wealth Management Llc
  Princeton , NJ
• 2003-06-04 → 2004-01-01
  J.J.B. Hilliard, W.L. Lyons, Llc
  Princeton, NJ

Other Businesses

I*3101264Entity Type: Fiduciary role Name of OBA:P.M. IRA Address: Bridgewater New Jersey Investment Related: No Position, Title, Association: Power of Attorney Start Date:0/29/2025No Hours: 1 Monthly No Hours during trading:0 Monthly Duties: Power of Attorney for Spouse I*3101264 Entity Type: Fiduciary role Name of OBA: P. M. IRA Address: Bridgewater, New Jersey, 8807 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/22/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Spouse

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-07
• S63 Uniform Securities Agent State Law Examination
  1986-12-22

Other Names

• Michael Christopher Moody
• Michael Moody