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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-11 |
| RI | RA | APPROVED | 2022-08-05 |
| OK | RA | APPROVED | 2021-11-24 |
| NY | RA | APPROVED | 2021-04-16 |
| NC | RA | APPROVED | 2021-01-14 |
| MA | RA | APPROVED | 2018-07-30 |
| FL | RA | APPROVED | 2014-08-05 |
| SC | RA | APPROVED | 2014-07-31 |
| PA | RA | APPROVED | 2011-04-05 |
| NJ | RA | APPROVED | 2009-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Springfield | MA | 01/1986 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | 10/2016 |
| Guardian Life Insurance | Wall | NJ | 10/2016 | Present |
| Park Avenue Securities | Wall | NJ | 10/2016 | Present |
1. Insurance companies outside Guardian-Insurance companies outside Guardian for Group health, LTC, Term insurance, Start Date: 04/26/2011, Address: 2111 Hwy 34 S; Wall, NJ 07719, Hrs per month - tot/bus: 10/5, Investment related, 2. Jersey Shore Chamber of Commerce-Director Ameritus / Chairman of Chamber Annual Golf Outing, Start: 11/21/2017, Address: 1856 Highway 35 Wall, NJ 07719, 1 bus hr per month, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-01-03 |
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