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Laurence Ernest Ach

Klingenstein Fields Advisors

New York, NY

CRD 1607988

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Employer firm

Klingenstein Fields Advisors CRD 105907

$4.70B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Klingenstein Fields Advisors

125 Park Avenue Suite 320, New York, NY 10017-5529 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-30
  • NY RA
    APPROVED
    Since 2021-08-30

Branch Locations

125 Park Avenue Suite 320, New York, NY 10017-5529 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Klingenstein, Fields & Co., L.P. New York NY 08/2020 Present
Klingenstein, Fields & Co., L.L.C. New York NY 07/2010 07/2020
  • 08/2020 → Present
    Klingenstein, Fields & Co., L.P.
    New York, NY
  • 07/2010 → 07/2020
    Klingenstein, Fields & Co., L.L.C.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-11-04
S63 Uniform Securities Agent State Law Examination 1987-10-22
  • S65 Uniform Investment Adviser Law Examination
    1991-11-04
  • S63 Uniform Securities Agent State Law Examination
    1987-10-22
Designations
  • Chartered Investment Counselor
Other Names
  • Larry Ach
  • Laurence E Ach

View on SEC IAPD

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