Kevin Michael Ogrady

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → 11/2019
  Fsc Securities Corporation
  Pittsford, NY
• 11/2019 → Present
  Lpl Financial Llc
  Pittsford, NY

Previous Registrations

• 1999-02-01 → 2019-12-07
  Fsc Securities Corporation
  Pittsford, NY

Other Businesses

1)11/29/2019 - O'Grady & Associates, Inc. - Non-Variable Insurance - inv rel - at reported business location(s) - 5 hr/mth 2)11/29/2019 - Rotary Foundation of Pittsford NY - Non-Profit Board Member - non-inv rel - Pittsford, NY - 5 hr/mth 3)11/29/2019 - Real Estate Rental - Owner - inv rel - Pittsford, NY - start: 10/2005 4)09/29/2022 - Taxwise Plus, Inc. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date - 12/01/2020 - 20 Hours Per Month/5 Hours During Securities Trading 5)09/29/2022 - O'Grady & Associates, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 12/01/1999 - 40 Hours Per Month/40 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-12
• S63 Uniform Securities Agent State Law Examination
  1986-12-30