Donald Otto Kluge

Current Employers

Employment History

• 10/2005 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/2005 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/1987 → Present
  The Kluge Financial Group Llc
  Pleasantville, NY
• 01/2025 → Present
  Donald Kluge & Co, Inc.;
  Pleasantville, NY

Previous Registrations

• 2005-10-24 → 2014-12-31
  Cetera Investment Advisers Llc
  Pleasantville, NY
  White Plains, NY
• 2004-08-25 → 2005-10-24
  C.J.M. Asset Management, Llc
  Pompton Lakes, NJ

Other Businesses

1) SELL HEALTH INSURANCE, OWNER, SINCE 06/2007, 1-2H/WK: 2) THE KLUGE FINANCIAL GROUP LLC; FINANCIAL SERVICES, TAX & ACCOUNTING PRACTICE; SALES AND SERVICE; OWNER; START DATE 1/1/87; 20 HRS/WK; DBA FOR INVESTMENT PRACTICE - INV RELATED: 3)WILTON REASSURANCE LIFE COMPANY OF NY, INVESTMENT-RELATED, SAME ADDRESS AS REGISTERED LOCATION, SERVICING AGENT FOR FIXED ANNUITY CONTRACT, START DATE 10/28/2013 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 02/2023 APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH, DISABILITY, DENTAL, VISION, GROUP HEALTH, MEDICARE SUPPLEMENT & ADVANTAGE PLANS 5) NAME OF OTHER BUSINESS: DONALD KLUGE & CO, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-15
• S63 Uniform Securities Agent State Law Examination
  1987-01-06

Other Names

• Donald Otto Kluge