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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2006-02-04
  • PA RA
    APPROVED
    Since 2006-02-04

Branch Locations

3701 Corporate Pkwy Ste 310, Center Valley, PA 18034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 05/1986 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 04/1987 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-28
S63 Uniform Securities Agent State Law Examination 1987-04-06
  • S66 Uniform Combined State Law Examination
    2005-12-28
  • S63 Uniform Securities Agent State Law Examination
    1987-04-06
Other Names
  • Kevin Dwyer

View on SEC IAPD

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