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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-02-12
TX RA APPROVED 2016-02-12
  • PA RA
    APPROVED
    Since 2016-02-12
  • TX RA
    APPROVED
    Since 2016-02-12

Branch Locations

3701 Corporate Pkwy Ste 130, Center Valley, PA 18034-8230 • United States

161 Washington St Ste 1300, Conshohocken, PA 19428-2055 • United States

Bryn Mawr, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Conshohocken PA 02/2016 03/2020
Ameriprise Financial Services, Llc Conshohocken PA 03/2020 Present
Previous Registrations
Other Businesses

Board of Directors; Women's Opportunities Resource Center; Board Member; 2010 Chestnut Street, , Philadelphia, PA, 19103; Not Investment-Related; 06/14/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-05
  • S66 Uniform Combined State Law Examination
    2014-06-05
Other Names
  • Deborah Klatz
  • Deborah Lynne Klatz
  • Deborah Klatz Rounick

View on SEC IAPD

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